Trade Support Analyst Resume Sample
Crystal Lemke
1618 Kaylie Expressway,
Detroit,
MI
+1 (555) 182 5588
Work Experience
Senior Trade Support Analyst
07/2016
-
PRESENT
Chicago, IL
- Processes purchases/sales/repurchases in SBO2000
- Support the trade desk for loan data analysis and scrubbing for bid data tapes
- Support the operations team in analyzing loans for original parameters or modified terms and update systems accordingly
- Support transaction management by verifying accuracy of funding memos with trade counterparts and coordinate the completion of post settlement activities including cash differences and servicer transfers
- Identify, research, report and resolve loan breaks in daily/weekly/monthly intervals
- Improve, enhance or design new break reports as necessary to control business or regulatory risk
- Prepare and analyze complex management reporting data and/or related queries
- Perform multiple functions/queries on the proprietary or off-the-shelf systems
Trade Support Analyst
04/2010
-
03/2016
New York, NY
- Participating in drawing up economic and accounting results for SG Coverage and Investment Banking & International Private Banking operations
- The Trading Business Management (“TBM”) function at TD Securities proactively supports the TD Securities Global Markets' businesses achieve
- Trade Desk Support
- Corporate Actions; and
- Static Data & KYC
- Sound knowledge of investment instruments (fixed income, equities, ETD’s) for purposes of trade matching, settlement, recording of transactions and related data, (preferably) covering QBE’s global geographies of the Americas, Asia Pacific, Europe and Australia and NZ
- Sound knowledge of fixed income key metrics (e.g. Duration, Spread Duration, Yield, etc.)
- Perform daily and monthly P&L reconciliation between the Front Office and Back Office systems for the Firm’s portfolios
- Coordinate with MO, BO, & the Valuations team on P&L break resolution
Junior Trade Support Analyst
07/2007
-
12/2009
Los Angeles, CA
- Analyze and define efficient, cost effective solutions that support user business processes and functional requirements on projects
- Write clear and complete detailed business requirement specifications
- Liaison for IT and SBO related projects for upgrades/enhancements or bug fixes
- Develop and conduct User Acceptance Test plans as needed
- Making available all the resources required for the administrative and financial processing of market and credit operations initiated by the various Business Lines
- Performing level one auditing in accordance with regulatory requirements, and setting up all the facilities required for secure processing of transactions,
- Managing operational risks
Education
Long Island University - Westchester Campus
2002 - 2006
Bachelor's Degree in Business Administration
Professional Skills
- Excellent time management skills with the ability to prioritise urgent tasks
- Previous experience (1 yr+) in a Derivative Middle office environment or prior experience in working with Trading/ Sales in a financial institution
- Team player with strong problem solving and communication skills
- Demonstrated organizational skills and ability to handle confidential information
- Excellent analytical skills and the ability to think through problems and assess a variety of factors and recommend a solution
- A “team-first” attitude with strong communication and interpersonal skills
- Demonstrates critical problem solving skills and challenges the status quo
How to write Trade Support Analyst Resume
Trade Support Analyst role is responsible for analytical, design, research, trading, finance, credit, securities, training, integration, database.
To write great resume for trade support analyst job, your resume must include:
- Your contact information
- Work experience
- Education
- Skill listing
Contact Information For Trade Support Analyst Resume
The section contact information is important in your trade support analyst resume. The recruiter has to be able to contact you ASAP if they like to offer you the job. This is why you need to provide your:
- First and last name
- Telephone number
Work Experience in Your Trade Support Analyst Resume
The section work experience is an essential part of your trade support analyst resume. It’s the one thing the recruiter really cares about and pays the most attention to.
This section, however, is not just a list of your previous trade support analyst responsibilities. It's meant to present you as a wholesome candidate by showcasing your relevant accomplishments and should be tailored specifically to the particular trade support analyst position you're applying to.
The work experience section should be the detailed summary of your latest 3 or 4 positions.
Representative Trade Support Analyst resume experience can include:
- Experience in audit or testing for investments and knowledge with strong numerical and analytical skills
- Strong Linux command-line skillset
- Comprehensively understand CA’s internal trading platform and technical architecture in order to effectively troubleshoot issues
- Solid experience with ADP, ICI, Microsoft Excel, Word & Access
- Strong experience with ICI, Bloomberg, Winfits, Webfits, Sophis ,Infinity
- Enhancing assurance testing to ensure this is in line with the risk appetite of the business and of sufficient depth and standard to make it effective
Education on a Trade Support Analyst Resume
Make sure to make education a priority on your trade support analyst resume. If you’ve been working for a few years and have a few solid positions to show, put your education after your trade support analyst experience. For example, if you have a Ph.D in Neuroscience and a Master's in the same sphere, just list your Ph.D. Besides the doctorate, Master’s degrees go next, followed by Bachelor’s and finally, Associate’s degree.
Additional details to include:
- School you graduated from
- Major/ minor
- Year of graduation
- Location of school
These are the four additional pieces of information you should mention when listing your education on your resume.
Professional Skills in Trade Support Analyst Resume
When listing skills on your trade support analyst resume, remember always to be honest about your level of ability. Include the Skills section after experience.
Present the most important skills in your resume, there's a list of typical trade support analyst skills:
- Good analytical and diagnostic skills with knowledge and understanding of process design
- Excellent negotiation skills, able to influence others to achieve a successful outcome
- Manage multiple issues and effectively prioritize workload
- Strong communication skills and the ability to interact with internal and external clients
- Excellent communication skills and the ability to work without supervision
- Critical thinking, creativity, and problem solving skills with aptitude and ability to adjust to a dynamic technological environment
List of Typical Experience For a Trade Support Analyst Resume
1
Experience For Derivatives Trade Support Analyst Resume
- Effectively communicate significant production updates and challenges to Team Man-ager in a timely manner
- Communicate business requirements effectively with a wide range of partners
- Experience supporting a Credit trading desk
- Understanding of the trade lifecycles for the following products: for equities, fixed income, FXs, NDFs instruments, Equity options and exchange traded futures
- Matching of client and Executing Broker trades
- Collaborating with IT and project teams on change management initiatives, regulatory projects and/or new business proposals
- Processing Novation requests for counterparties through electronic platforms DTCC and ICE
- Working closely with the other sub teams to ensure all Derivatives Services wider team objectives are achieved
- Clearing CDS/CDX via ICE/CME
2
Experience For Senior Trade Support Analyst Resume
- Identifying potential risk related activities
- Scripting/development (Python, Bash, Perl, Java)
- Generating reports to meet regulatory requirements (EMIR, MiFID II)
- Acting as an operational process expert on trade flow and system related issues
- Monitoring of the STP processes so that all trades flow smoothly and promptly to downstream systems
- Understanding of FX operations flow
- Identifying rationalization opportunities to ensure an efficient delivery of service by yourself and your colleagues
3
Experience For Fixed Income Securities Trade Support Analyst Resume
- Understanding of risk types - market (positions), operational, settlement, credit, legal and reputational
- Assist in assessing, handling, and resolving critical business and system issues raised during operations
- Assist in assessing, handling, and resolving critical business and system issues raised dur-ing operations
- Be accountable for completing and managing the tactical processes and initiatives required to support and develop the futures electronic trading business
- Manage the daily monitoring and testing of the trading platforms
- A track record of managing and implementing change projects either in a change specific or run the bank role would be beneficially
- Comfortable directly facing off to Sales, Trading and Desk Management
- Responsible for managing and trading Janney’s proprietary mutual fund wrap program
4
Experience For FX Trade Support Analyst Resume
- Maintain trading operations and risk management system integrity for our trading business
- In achieving the above, create, apply and learn from the KPI and KRI’s used to measure on-going performance
- DWAC/Corporate Action monitoring/booking
- TRACE reporting to FINRA for eligible securities. ACT/OATS reporting for equity
- Loan data delta processing and resolution working in conjunction with third party providers and internal underwriters
5
Experience For Cib Operations Trade Support Analyst Commodities Associate Resume
- Generate funding memos working in conjunction with Transaction Management
- Loan Collateral Exception Processing and Reporting
- Maintain trading operations system integrity for our global Credit trading business
- Knowledge of Trade life Cycle with exposure to Fixed Income trading and matching engines
- A basic understanding of 1 or more trading applications(PATS , TT, CQG, Fidessa, Bloomberg)
- EOD batch management including the monitoring and resolution of errors
- Basic understanding of trading environment
6
Experience For Rates Derivative Trade Support Analyst Resume
- Monitor and pursue issues resulting from day to day trade processing and settlement
- Pro-activity in identifying control gaps ensuring clear and precise action plans are in place
- Front Office- The team is situated on the trading desk to enable direct support to sales/ trading
- Provide reporting to internal and external clients, and support ad-hoc projects (including process review and change)
- Level 1 Support of the Canadian Institutional Electronic Trading desk with additional focus on Cash trading
- Conduct training & knowledge sharing sessions
- Works well with others, establishing positive working relationships
- An ability and willingness to take ownership for, and find a resolution to break downs in booking models and IT flows
7
Experience For Trade Support Analyst, Commodities Resume
- Transaction and/or Position regulatory reporting
- Internal trade and/or position reconciliations and break management/reporting
- Ensure existing controls and procedures are followed accurately and monitor and manage trade lifecycle events to the required standard
- Familiar with roles and responsibilities of a Junior Trader/Sales and/or Trading/Sales Assistant
- As necessary, prepare respective SLIM/eGL accounting entries for all Infinity book-runners
- Support and monitor the ‘cash sweep’ process, ensuring that all pre and post execution tasks are undertaken in line with current process and procedures
- Coordinate trading of the firm’s model portfolio list on behalf of managers on the platform
8
Experience For International Trade Support Analyst Resume
- Know trading processes and how investments work
- Control the risk management environment to ensure accurate P&L and risk measures are available for our trading desk
- Handle product life cycle events on trading position such as maturities, corporate actions or other events
- Pro-actively monitor the trading platform, manage outages, and quickly recover lost or marginalized services
- Interact and communicate with Prime Brokers, Sales people, Traders and counterparty trading/sales assistants
- Assist in revolving settlement issues between the back-office, brokers and custodians
9
Experience For Trade Support Analyst, Derivative Products Resume
- Perform trade allocation in accordance with PM instructions. Also responsible for making sure trade allocation is in compliance with investment guidelines
- Oversight of SLI’s Derivative trade processing across OTC, ETD and FX instruments and a number of associated support tasks and reconciliations
- Oversight of key service provision relating to OTC, ETD, Repo and FX delivered by our outsourced partners
- Perform lifecycle processing and trade allocations, and carry out the necessary control checks to ensure the proper reflection of risks and P&L
- Participate in process enhancements initiatives and new business roll-out, and the associated testing on system changes
- Knowledge of industry standard messaging protocols such as FIX and FpML
- Provide Level 2 support for North America-based low-latency trading platforms and a smart-order-router
10
Experience For Advisory Trade Support Analyst Resume
- Efficiently manage multiple incidents simultaneously while maintaining a high quality of service to our users
- Aggressively pursue outstanding documentation with service providers, escalate aged items to management and business owners as appropriate
- Develop ad-hoc reporting to management specifications
- Craft written procedures and be a training resource for the Mortgage Servicer Oversight team
- Appropriately process, reconcile, and record documentation received from the mortgage servicers during the review period
List of Typical Skills For a Trade Support Analyst Resume
1
Skills For Derivatives Trade Support Analyst Resume
- Strong communication / presentation skills both verbal and written, attention to detail, planning and organisational skills
- Excellent stakeholder management, relationship building and influencing skills
- Analytical and problem solving skills - positive, solutions oriented attitude
- Effectively interface as a direct contributor to Line Operations within clearing and settlements
- Proficient computer skills including [MS office], with advanced MS Excel
2
Skills For Senior Trade Support Analyst Resume
- Effectively communicate significant production updates and challenges to Team Manager in a timely manner
- Team orientation skills to manage interaction with diverse groups internally and externally
- Clear and confident verbal and written skills
- Strong programming and scripting abilities in one or more of the following: shell scripting, python or ruby or perl
- Good working knowledge in using Bloomberg and other pricing/data sources
- Have experience facing off to and working with other teams or banking functions
- Experience supporting a Credit/Corp Bond trading desk
- Experience of working with SWIFTNet, CLS or other electronic matching platform is desirable
- Strong understanding of one or more of the following products: Foreign Exchange, Debt Securities, Metals or Energy Commodities
3
Skills For Fixed Income Securities Trade Support Analyst Resume
- A strong understanding of one or more of the following products: Foreign Exchange, Debt Securities, Metals or Energy Commodities
- Effective partnership with team members to ensure targets are met, including sharing product and process knowledge as appropriate
- Experience supporting FX trading systems
- Related experience in the securities industry and in funding products (Triparty repo, Wire transfers)
- Relevant Investment Banking experience
- Experience working in a derivative middle office environment.
- Experience supporting Securities, Advisory or Capital Markets products
4
Skills For FX Trade Support Analyst Resume
- Experience managing risk in a trade support environment
- Experience working in a global financial organization
- Experience with monitoring systems such as Nagios
- Shell-scripting, Python, Perl, Linux, Windows experience
- Control and facilitate the business while taking initiative to provide a seamless experience for clients
- Experience of interacting with middle and front offices to resolve trade queries and issues
5
Skills For Cib Operations Trade Support Analyst Commodities Associate Resume
- Trade Support experience
- Good equity derivative products Knowledge
- Previous experience in trade support of Equity Derivatives business is required
- Experience with MS Office Suite - especially MS Outlook, MS Word, MS Excel
- Direct operational experience in derivative operations
6
Skills For Rates Derivative Trade Support Analyst Resume
- Experience with Bloomberg, Murex and/or Simcorp is an asset
- Identify weaknesses in workflows and assist to establish effective solutions
- Experience in a trade support / middle office role within Rates Derivatives 1-3 years
- Experience in financial industry
- Experience in a Fixed Income / Operational environment
- Experience gained in High Volume House and client service environment
- Previous risk reporting experience
- Solid understanding of Mortgage Backed Securities
7
Skills For Trade Support Analyst, Commodities Resume
- 3 – 5 years of experience in a trade support role
- Charles River and Advent’s APX experience (advanced use/proficiency) is beneficial
- Possesses strong market and product knowledge
- Experience in a previous Front Office Support role
- The ability to operate both independently and as part of a motivated team, to be proactive, and able to interact with stakeholders across all levels
- Ensure middle office operations’ effective achievement of best in class client service and top tier risk management
- Deal validation between FO input against external sources
- 3rd party application experience
- Experience with relational database administration and SQL
8
Skills For International Trade Support Analyst Resume
- BA/BS and 0-5 years of relevant experience
- Strong desire to serve users and resolve questions in a timely and efficient manner
- Experience in audit or testing for investments and knowledge of investment management business
- Large experience in Equities market and brokerage house products
- Experience in front-office support or development team
- Good knowledge of stack traces
9
Skills For Trade Support Analyst, Derivative Products Resume
- Strong grasp of Excel/VBA
- Ideally 2 – 4 years of previous experience in back office/Trade Support environment
- BDA experience is essential
- Experiences in either the Product Control or Operations department of a Hedge Fund
- Strong and positive work ethic, self-motivated, confident
- Trade floor experience
10
Skills For Advisory Trade Support Analyst Resume
- Working knowledge of relational databases including the writing of complex queries
- Monitoring, management, communication and training of the applications and business flow
- Willing to learn and capable of working under pressure as well as proactive approach resolution
- Managing banking relationships
- Confirming all cash trades, booking allocations and Credit Default Swaps
- Substantiating T+1 P&L differences and explaining drivers of change
- Mapping and Processing files received from servicer, counterparties or third party vendors
- Mapping and processing files received from servicers, counterparties or third party providers
- Taking part in new client on-boarding
List of Typical Responsibilities For a Trade Support Analyst Resume
1
Responsibilities For Derivatives Trade Support Analyst Resume
- Posses a high level of analytical and financial systems skills
- Experience in a similar role in Middle Office Trade Support
- Project Management experience and a knack for process improvement
- Maintaining an active awareness of regulatory developments as it relates all assurance testing and ensuring this is applied to procedures
- Presenting reports both written and verbally from small to large groups of stakeholders, including senior management and business heads
2
Responsibilities For Senior Trade Support Analyst Resume
- Tracking of Post Mortems, bug fixes, enhancements etc
- Maintain trading operations system integrity for our global FX & Rates trading business
- Open to work on shifting schedules (rotating between mid-shift and night-shift)
- Work through the daily fail report and work with back office personnel to resolve failing trades and DK’s
- Knowledge of fixed income settlements including FED, DTCC
3
Responsibilities For Fixed Income Securities Trade Support Analyst Resume
- Able to work in fast paced trading floor environment
- Assist in Novation/Restructuring of trades
- Get counterparties to deliver with the tenacity to follow up on outstanding actions
- Trade affirmation, Trade Allocation, Position and Stock Management, Booking when applicable
- Ad Hoc assisting of clients
- Mandatory event booking (close, substitutions..)
4
Responsibilities For FX Trade Support Analyst Resume
- Back Office- Working with the Confirmations, Settlements and Static Data teams
- Basic understanding of Market products and derivatives is required
- Knowledge and understanding of both Fidessa and Bloomberg TOMs
- Support ongoing client, regulatory and audit requirements on regular and ad-hoc basis
- Work well within a team environment balancing reliance on others with ownership of personal responsibilities
- Contributes to the development of a robust operating model, built on best practices, for OTC and listed derivatives
- Processes daily OTC derivative accounting transactions and cash flows
- Be responsible for technical leadership and analysis, planning, implementation & system management
5
Responsibilities For Cib Operations Trade Support Analyst Commodities Associate Resume
- Manage internal relationships with IT, compliance, operations as it relates to electronic trading platforms and connectivity
- Investment industry qualifications including the CSC and/or CFA enrolment is an asset
- Team player who enjoys a challenging performance driven culture
- Proficiency with all Microsoft Office applications; aptitude in learning new software applications
- Perform daily 4-eye check of trades, monitoring un-affirmed trades
- Manage transactional and settlement queries from external and internal clients, like trading counterparties, front office and finance
- Commitment to delivering excellence
- High attention to detail aimed at delivering a product that meets our best-in-class standards
6
Responsibilities For Rates Derivative Trade Support Analyst Resume
- Client focus : consistently searches for ways to improve our client service (Front-office / Trading teams / Clients)
- Knowledge of SHARES/ GBST, Geronimo, COLT,
- Knowledge of FINRA Rule 4210
- Knowledge of Triparty Repo Process
- Assist with development and implementation of the firm’s collateral management procedure
- Able to work independently and pro-actively to resolve daily operational issues
7
Responsibilities For Trade Support Analyst, Commodities Resume
- Able to multi-task under pressure and deliver efficiently
- Considers operational risk and control aspect to functions performed
- Shows a willingness to learn and takes interest in end-to-end processes
- Manages time wisely and acts with a sense of urgency
- Confirm/reconcile client collateral calls in response to changes in the valuation/composition of the client’s portfolio
- Reconcile market prices in the system against those quoted by third-party pricing sources (Markit) and making daily updates to reflect changes in the market value of assets held in the client’s portfolio
- Ensure Operations processes e.g. securities, payments and cash, comply with regulations, guidelines, standards and UBS policies
- Provide advisory services, know-how and expertise on various products and processes handled by Operations
8
Responsibilities For International Trade Support Analyst Resume
- Responsible for the execution of requests that are received through the team queue and maintenance of the firm’s collateral management process
- Proactively take ownership of accurate completion of the team’s daily trade notification process with brokers, custodians, and interested third parties. Escalate and address issues as necessary while leading efforts to mitigate future risk
- As part of our daily support to the Mortgage trading business, approve assigned service providers’ files uploaded from shared drive into the Mortgage Hub (mHUB) system
- Promptly resolve issues related to Mortgage daily settlements
- Investigate and resolve 3-way-reconciliation discrepancies in a timely manner. Reconcile Journal Posting position to system generated Activity Summary report for un-securitized Mortgages positions to Servicers’ report
9
Responsibilities For Trade Support Analyst, Derivative Products Resume
- Continually cross-train on the mHUB system and Mortgage desk tasks to maintain 3-person-deep coverage
- Review daily and monthly GL (General Ledger) reconciliation results performed by CMRG (Capital Markets Reconciliation Group) to ensure all discrepancies for positions/balances in various processing systems are thoroughly investigated and resolved
- Complete monthly GL accounts attestation within the prescribed deadlines
- Ensure desk procedures, controls and best practices are current and well documented. As required, participate in user acceptance testing for new products and system improvements
- To work collaboratively with the trade desks globally to ensure GI’s trade life cycle is supported across all locations and time zones in a timely and efficient manner
10
Responsibilities For Advisory Trade Support Analyst Resume
- Designs and implements business solutions that meet stakeholders’ needs and are in line with strategic direction and able to be implemented within agreed scope and timeframe
- End-to-end understanding of data flows and impacts on GI’s processes and systems
- Responsible for the firm’s Mutual Fund trade communication process and ensuring quality and accurate execution of client mutual fund trades
- Responsible for the maintenance of the firm’s collateral management process
- Completion of start & end of day checklist’s in a timely manner
- Product Scope: Vanilla Equity Derivative products
- Improve / control quality of database inputs
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